1. Risk Monitoring.
2. Member Level Surveillance
3. Client Surveillance
4. Analysis & other utilizes
5. Open architecture to link Live feeds from front office (for trades & rates)
6. Rich library of Graphical reports
Resolution of Compliance Query. Each instance of Query received from various sources related to compliances will be tracked with unique Query Reference No.
1. Classification of Queries like Exchanges, SEBI, Internal Audit, Statutory like Service Tax, Stamp Duty, Income Tax etc.
2. Query bank for frequently raised query
3. Flexibility to choose required fields (drag-n-drop) from the predefined field lists.
4. Query output can be in .pdf, excel csv and stored in a separate folder for each query
A new methodology for the document submission process that will revolutionize the financial market back office operation for customer documentation.
1. Aadhaar holder can avail of this facility to digitally sign any document (as permissible by the organization & regulatory bodies) from anywhere
2. eSignUM is a paperless process, wherein the Identity of the subscriber is verified electronically through Aadhaar Authentication.
3. eSignUM seamlessly provide this service using Aadhaar API for handshakes.
1. eSignUM does away with the cumbersome procedure of physically signing a document multiple times or with a dongle based digital signature.
2. Eliminating the hassle of personal visits / dispatch process, this in turn led to valuable space, time & cost saving on both side
3. Hassles and the unnecessary delays of attestations and other verification are brought to minimum.
A new methodology for the document submission process that will revolutionize the financial market back office operation for customer documentation.
1. Aadhaar holder can avail of this facility to digitally sign any document (as permissible by the organization & regulatory bodies) from anywhere
2. eSignUM is a paperless process, wherein the Identity of the subscriber is verified electronically through Aadhaar Authentication.
3. eSignUM seamlessly provide this service using Aadhaar API for handshakes.
1. Browser based Deal entry by respective Dealer / Branches
2. Maker Checker at HO level
3. Bond Master Entry (if standard structure template across all sources can be provided, Import module can be developed)
4. Deal Note generation
5. Payin slip generation for DP
6. Payout RTGS letter for Banks
7. Complete Accounting
8. Integration with iBeatsEBS trading back office